-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T6/aF6L+yfuGKdwhos4BbtxbeNfGF5xG1PQ9fpVmF56JrAAk0q9w+DP3ZrQ1TnSm d0npVJoRoXGWOPnrrMhhXw== 0001179110-08-004235.txt : 20080226 0001179110-08-004235.hdr.sgml : 20080226 20080226172300 ACCESSION NUMBER: 0001179110-08-004235 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080222 FILED AS OF DATE: 20080226 DATE AS OF CHANGE: 20080226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall, III Edward C CENTRAL INDEX KEY: 0001427724 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 08643836 BUSINESS ADDRESS: BUSINESS PHONE: 703-682-6416 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 3 1 edgar.xml FORM 3 - X0202 3 2008-02-22 0 0000874761 AES CORP AES 0001427724 Hall, III Edward C 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 Executive Vice President Common Stock 9490 I Joint Ownership Common Stock 880 I by Sons Common Stock 51349 I by 401(k) Plan Stock Option Grant (Right to buy) 17.13 2009-02-02 Common Stock 9778 D Stock Option Grant (Right to buy) 36.31 2010-02-04 Common Stock 5052 D Stock Option Grant (Right to buy) 55.61 2011-01-31 Common Stock 3714 D Stock Option Grant (Right to buy) 49.64 2011-03-15 Common Stock 4644 D Stock Option Grant (Right to buy) 13.19 2011-10-25 Common Stock 80727 D Stock Option Grant (Right to buy) 2.83 2013-02-12 Common Stock 52012 D Stock Option Grant (Right to buy) 2.83 2013-05-01 Common Stock 7093 D Stock Optio Grant (Right to buy) 8.97 2014-02-04 Common Stock 9370 D Stock Option Grant (Right to buy) 16.81 2015-02-25 Common Stock 7622 D Stock Option Grant (Right to buy) 17.58 2016-02-24 Common Stock 13518 D Stock Option Grant (Right to buy) 22.28 2017-02-23 Common Stock 14749 D Restricted Stock Units Common Stock 6968 D Restricted Stock Units Common Stock 5726 D Restricted Stock Units Common Stock 6648 D Restricted Stock Units Common Stock 6733 D Units Common Stock 1956 D Immediately exercisable. These stock options vest in three equal annual installments. The first installment became exercisable on February 24, 2007, the second installment became exercisable on February 24, 2008 and the third installment will became exercisable on February 24, 2009. These stock options vest in three equal annual installments. The first installment became exercisable on February 23, 2008, and the next two installments will become exercisable on February 23, 2009 and February 23, 2010, respectively. This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 4, 2005 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 4, 2009. This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 25, 2006, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 25, 2010. This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 24, 2007 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 24, 2011. This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 23, 2008 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 23, 2012. These units are awarded pursuant to the Restoration Supplemental Retirement Plan and The AES Supplemental Retirement Plan. Generally, units under these Plans shall be paid out following termination of employment or later as per the terms of the relevant plan documents. Each unit is equal to one share of AES Common stock and units under the plans are 100% vested upon award. Edward C. Hall, III 2008-02-26 -----END PRIVACY-ENHANCED MESSAGE-----