-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNX2wKRNBXPfTDCr2brIa6S6xfOR4v+BZ2UNAfVPV7ktAr08GdGAjWSUArf6D9Kk zOhIDKEBjP4wo4HIlAftCw== 0001179110-07-012137.txt : 20070604 0001179110-07-012137.hdr.sgml : 20070604 20070604184534 ACCESSION NUMBER: 0001179110-07-012137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070531 FILED AS OF DATE: 20070604 DATE AS OF CHANGE: 20070604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEMPHILL ROBERT F JR CENTRAL INDEX KEY: 0001237634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 07898936 BUSINESS ADDRESS: STREET 1: C/O TOUCAN CAPITAL CORP STREET 2: 7600 WISCONSIN AVENUE CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2404974060 4 1 edgar.xml FORM 4 - X0202 4 2007-05-31 0 0000874761 AES CORP AES 0001237634 HEMPHILL ROBERT F JR C/O THE AES CORPORATION 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 Executive VP Common Stock 2007-06-01 4 S 0 200 23.62 D 1349208 D Common Stock 2007-06-01 4 S 0 100 23.63 D 1349108 D Common Stock 2007-06-01 4 S 0 500 23.64 D 1348608 D Common Stock 2007-06-01 4 S 0 500 23.66 D 1348108 D Common Stock 2007-06-01 4 S 0 1000 23.67 D 1347108 D Common Stock 2007-06-01 4 S 0 264 23.68 D 1346844 D Common Stock 2007-06-01 4 S 0 1601 23.69 D 1345243 D Common Stock 2007-06-01 4 S 0 1935 23.70 D 1343308 D Common Stock 2007-06-01 4 S 0 100 23.71 D 1343208 D Common Stock 2007-06-01 4 S 0 4300 23.76 D 1338908 D Common Stock 2007-06-01 4 S 0 4500 23.77 D 1334408 D Common Stock 2007-06-01 4 S 0 2200 23.78 D 1332208 D Common Stock 2007-06-01 4 S 0 200 23.79 D 1332008 D Common Stock 2007-06-01 4 S 0 400 23.81 D 1331608 D Common Stock 2007-06-01 4 S 0 200 23.85 D 1331408 D Common Stock 2007-06-01 4 S 0 7000 24.00 D 1324408 D Common Stock 21304 I by IRA Common Stock 401628 I by 401(k) Plan Units 2007-05-31 4 A 0 32 23.73 A Common Stock 32 7200 D This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Act of 1934. Mr. Hemphill's sales plan was adopted on February 6, 2006. These are shares awarded pursuant to the Restoration Retirement Plan (the "Plan"). Mr. Hemphill has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company closing stock price on the last day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents Mr. Hemphill's May 2007 deferral. Based upon a plan statement dated 06/01/2007, Mr. Hemphill does not report any change in ownership for shares he holds in The AES Retirement Savings Plan. Robert F. Hemphill, Jr. 2007-06-04 -----END PRIVACY-ENHANCED MESSAGE-----