-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1P/MsUbvmefZSbhy7uz1QXhSMx8PhHVb2RkWlaysAwEFideG9A02ir/gb0I4TwC FJ4sHJJkUq3RN1sXsRNA/g== 0001179110-06-024353.txt : 20061227 0001179110-06-024353.hdr.sgml : 20061227 20061227164637 ACCESSION NUMBER: 0001179110-06-024353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061222 FILED AS OF DATE: 20061227 DATE AS OF CHANGE: 20061227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaisinghani Haresh R CENTRAL INDEX KEY: 0001348878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 061301066 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 edgar.xml FORM 4 - X0202 4 2006-12-22 0 0000874761 AES CORP AES 0001348878 Jaisinghani Haresh R 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 President, Asia Region Common Stock 2006-12-22 4 M 0 30000 13.19 A 30000 D Common Stock 2006-12-22 4 M 0 4289 13.19 A 4521 I by Spouse Common Stock 2006-12-22 4 S 0 5000 22.33 D 25000 D Common Stock 2006-12-22 4 S 0 1500 22.32 D 23500 D Common Stock 2006-12-22 4 S 0 2665 22.30 D 20835 D Common Stock 2006-12-22 4 S 0 3000 22.09 D 17835 D Common Stock 2006-12-22 4 S 0 4422 22.28 D 13413 D Common Stock 2006-12-22 4 S 0 4319 22.26 D 9094 D Common Stock 2006-12-22 4 S 0 5334 22.27 D 3760 D Common Stock 2006-12-22 4 S 0 2360 22.29 D 1400 D Common Stock 2006-12-22 4 S 0 900 22.11 D 500 D Common Stock 2006-12-22 4 S 0 500 22.31 D 0 D Common Stock 2006-12-22 4 S 0 2289 22.30 D 2232 I by Spouse Common Stock 2006-12-22 4 S 0 1000 22.25 D 1232 I by Spouse Common Stock 2006-12-22 4 S 0 1000 22.24 D 232 I by Spouse Common Stock 24476 I by 401(k) Plan Common Stock 2006-12-26 4 A 0 23 22.50 A 13612 I by Spouse's 401(k) Plan Stock Option Grant (right to buy) 13.19 2006-12-22 4 M 0 30000 0 D Common Stock 30000 13461 D Stock Option Grant (right to buy) 13.19 2006-12-22 4 M 0 4289 0 D Common Stock 4289 0 I by Spouse This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Mr. Jaisinghani's sales plan was adopted on November 28, 2006. This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Ms. Zhao's (Mr. Jaisinghani's wife)sales plan was adopted on December 6, 2006. This ten year stock option was awarded on 10/25/2001 and vested in one year, such that the entire grant was vested on 10/25/2002. Based upon the latest plan statement dated 12/26/2006, Mr. Jaisinghani does not report any change in ownership for shares he holds in The AES Retirement Savings Plan. Since Mr. Jaisinghani's last filing on 12/13/06, Mr. Jaisinghani's spouse acquired 23 shares of AES Common stock at an average price of $22.50 pursuant to The AES Retirement Savings Plan. This report is based upon a plan statement dated 12/26/2006. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. This is the first of two filings for Mr. Jaisinghani's December 22, 2006 transactions. Haresh R. Jaisinghani 2006-12-27 -----END PRIVACY-ENHANCED MESSAGE-----