-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BrNkNe9LBPn0xYoJfBB3CfRvBs5Iv6Y7/mgblhx9FDOlYky/fVXSyQFIEZiG8id6 tEZqk6JZWXchFQMsg0kHGw== 0001179110-06-023416.txt : 20061213 0001179110-06-023416.hdr.sgml : 20061213 20061213173517 ACCESSION NUMBER: 0001179110-06-023416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061211 FILED AS OF DATE: 20061213 DATE AS OF CHANGE: 20061213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaisinghani Haresh R CENTRAL INDEX KEY: 0001348878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 061275078 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 edgar.xml FORM 4 - X0202 4 2006-12-11 0 0000874761 AES CORP AES 0001348878 Jaisinghani Haresh R 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 President, Asia Region Common Stock 2006-12-11 4 M 0 5165 2.83 A 5397 I by Spouse Common Stock 2006-12-11 4 M 0 704 2.83 A 6101 I by Spouse Common Stock 2006-12-11 4 M 0 1088 8.97 A 7189 I by Spouse Common Stock 2006-12-11 4 S 0 400 22.96 D 6789 I by Spouse Common Stock 2006-12-11 4 S 0 1312 22.97 D 5477 I by Spouse Common Stock 2006-12-11 4 S 0 1285 22.98 D 4192 I by Spouse Common Stock 2006-12-11 4 S 0 968 22.99 D 3224 I by Spouse Common Stock 2006-12-11 4 S 0 1400 23.02 D 1824 I by Spouse Common Stock 2006-12-11 4 S 0 1592 23.03 D 232 I by Spouse Common Stock 24476 I by 401(k) Plan Common Stock 13589 I by Spouse's 401(k) Plan Stock Option Grant (right to buy_ 2.83 2006-12-11 4 M 0 5165 0 D Common Stock 5165 0 I by Spouse Stock Option Grant (right to buy) 2.83 2006-12-11 4 M 0 704 0 D Common Stock 704 0 I by Spouse Stock Option Grant (right to buy) 8.97 2006-12-11 4 M 0 1088 0 D Common Stock 1088 545 I by Spouse This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Ms. Zhao's (Mr. Jaisinghani's wife)sales plan was adopted on December 6, 2006. This ten year stock option was granted on 02/12/2003 and vested in two equal annual installments such that one half vested on 02/12/2004 and the remaining half vested on 02/12/2005. This ten year stock option was granted on 05/01/2003 and vested in two equal annual intallments such that one half vested on 05/01/2004 and the remaining half vested on 05/01/2005. This ten year stock option was granted on 02/04/2004 and vests in three equal annual installments such that one third vested on 02/04/2005, one third vested on 02/04/2006, and the remaining third will vest on 02/04/2007. Based upon the lastest plan statement dated 12/11/2006, neither Mr. Jaisinghani nor his spouse report any changes in ownership for shares they hold in The AES Retirement Savings Plan. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. This is the second of two filings for Mr. Jaisinghani's December 11, 2006 transactions. Haresh R. Jaisinghani 2006-12-13 -----END PRIVACY-ENHANCED MESSAGE-----