-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OADh0EMHkomNwh8ecYTH072wWtUG/8kbbu4u7xp26xbXRDw8BSEyNPuRLB2v98Cy LgFlg8elzvIUc+RcaziXvg== 0001179110-06-023413.txt : 20061213 0001179110-06-023413.hdr.sgml : 20061213 20061213173140 ACCESSION NUMBER: 0001179110-06-023413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061211 FILED AS OF DATE: 20061213 DATE AS OF CHANGE: 20061213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaisinghani Haresh R CENTRAL INDEX KEY: 0001348878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 061275068 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 edgar.xml FORM 4 - X0202 4 2006-12-11 0 0000874761 AES CORP AES 0001348878 Jaisinghani Haresh R 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 President, Asia Region Common Stock 2006-12-11 4 M 0 1012 19.50 A 1244 I by Spouse Common Stock 2006-12-11 4 M 0 1120 17.125 A 2364 I by Spouse Common Stock 2006-12-11 4 M 0 10000 13.19 A 12364 I by Spouse Common Stock 2006-12-11 4 M 0 4168 13.11 A 16532 I by Spouse Common Stock 2006-12-11 4 S 0 1088 22.94 D 15444 I by Spouse Common Stock 2006-12-11 4 S 0 1308 23.03 D 14136 I by Spouse Common Stock 2006-12-11 4 S 0 500 23.04 D 13636 I by Spouse Common Stock 2006-12-11 4 S 0 3800 23.05 D 9836 I by Spouse Common Stock 2006-12-11 4 S 0 600 23.06 D 9236 I by Spouse Common Stock 2006-12-11 4 S 0 400 23.07 D 8836 I by Spouse Common Stock 2006-12-11 4 S 0 1500 23.08 D 7336 I by Spouse Common Stock 2006-12-11 4 S 0 2500 23.10 D 4836 I by Spouse Common Stock 2006-12-11 4 S 0 200 23.11 D 4636 I by Spouse Common Stock 2006-12-11 4 S 0 1300 23.18 D 3336 I by Spouse Common Stock 2006-12-11 4 S 0 200 23.20 D 3136 I by Spouse Common Stock 2006-12-11 4 S 0 704 23.21 D 2432 I by Spouse Common Stock 2006-12-11 4 S 0 700 23.22 D 1732 I by Spouse Common Stock 2006-12-11 4 S 0 1500 23.24 D 232 I by Spouse Stock Option Grant (right to buy) 19.50 2006-12-11 4 M 0 1012 0 D Common Stock 1012 0 I by Spouse Stock Option Grant (right to buy) 17.125 2006-12-11 4 M 0 1120 0 D Common Stock 1120 0 I by Spouse Stock Option Grant (right to buy) 13.19 2006-12-11 4 M 0 10000 0 D Common Stock 10000 4289 I by Spouse Stock Option Grant (right to buy) 13.11 2006-12-11 4 M 0 4168 0 D Common Stock 4168 0 I by Spouse This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Ms. Zhao's (Mr. Jaisinghani's wife) sales plan was adopted on December 6, 2006. This ten year stock option was granted on 12/03/1997 and vested in two equal annual installments such that one half vested on 12/03/1998 and the remaining half vested on 12/03/1999. This ten year stock option was granted on 02/02/1999 and vested in two equal annual installments such that one half vested on 02/02/2000 and the remaining half vested on 02/02/2001. This ten year stock option was granted on 10/25/2001 and vested in one year such that the entire grant was vested on 10/25/2002. This ten year stock option was granted 10/25/2001 and vested in one year such that the entire grant was vested on 10/25/2002. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. This is the first of two filings for Mr. Jaisinghani's December 11, 2006 transactions. Haresh R. Jaisinghani 2006-12-13 -----END PRIVACY-ENHANCED MESSAGE-----