-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfdburqQ6iKga2e8WTUnXw43svJP+tyhr1oR//axSlfelS1hsGqRK4n+zAPDHhmz 4t5OMXgIC3vcLf63vsASag== 0001179110-06-022936.txt : 20061206 0001179110-06-022936.hdr.sgml : 20061206 20061206181638 ACCESSION NUMBER: 0001179110-06-022936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061204 FILED AS OF DATE: 20061206 DATE AS OF CHANGE: 20061206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaisinghani Haresh R CENTRAL INDEX KEY: 0001348878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 061260988 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 edgar.xml FORM 4 - X0202 4 2006-12-04 0 0000874761 AES CORP AES 0001348878 Jaisinghani Haresh R 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 President, Asia Region Common Stock 2006-12-04 4 M 0 8235 2.83 A 8235 D Common Stock 2006-12-04 4 M 0 12993 8.97 A 21228 D Common Stock 2006-12-04 4 S 0 700 23.44 D 20528 D Common Stock 2006-12-04 4 S 0 100 23.46 D 20428 D Common Stock 2006-12-04 4 S 0 1100 23.50 D 19328 D Common Stock 2006-12-04 4 S 0 2500 23.51 D 16828 D Common Stock 2006-12-04 4 S 0 635 23.59 D 16193 D Common Stock 2006-12-04 4 S 0 4200 23.60 D 11993 D Common Stock 2006-12-04 4 S 0 3800 23.70 D 8193 D Common Stock 2006-12-04 4 S 0 2800 23.71 D 5393 D Common Stock 2006-12-04 4 S 0 200 23.72 D 5193 D Common Stock 2006-12-04 4 S 0 5193 23.73 D 0 D Common Stock 24476 I by 401(k) Plan Common Stock 232 I by Spouse Common Stock 13589 I by Spouse's 401(k) Plan Stock Option Grant (right to buy) 2.83 2006-12-04 4 M 0 8235 0 D Common Stock 8235 0 D Stock Option Grant (right to buy) 8.97 2006-12-04 4 M 0 12993 0 D Common Stock 12993 6497 D This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Mr. Jaisinghani's sales plan was adopted on November 28, 2006. This ten year stock option was awarded on 05/01/2003 and vested in two equal annual installments such that one half vested on 05/01/2004 and the remaining half vested on 05/01/2005. This ten year stock option was awarded on 02/04/2004 and vests in three equal annual installments such that one third vested on 02/04/2005, one third vested on 02/04/2006, and the remaining one third will vest on 02/04/2007. Based upon the latest plan statement dated 12/05/2006, neither Mr. Jaisinghani nor his spouse report any changes in ownership for shares they hold in The AES Retirement Savings Plan. This is the second of two filings for Mr. Jaisinghani's December 4, 2006 transactions. Haresh R. Jaisinghani 2006-12-06 -----END PRIVACY-ENHANCED MESSAGE-----