-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TR5SLw9xl6xn+TNok24ddCtDBVfeAO/0O2VM1KaQpuu9IxofuO9vxNUSE+EP60YF o0Br6f6WBxzdbsARS7OnKA== 0001179110-06-020232.txt : 20061023 0001179110-06-020232.hdr.sgml : 20061023 20061023212716 ACCESSION NUMBER: 0001179110-06-020232 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061013 FILED AS OF DATE: 20061023 DATE AS OF CHANGE: 20061023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLaren John CENTRAL INDEX KEY: 0001378626 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 061158793 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 3 1 edgar.xml FORM 3 - X0202 3 2006-10-13 0 0000874761 AES CORP AES 0001378626 McLaren John C/O THE AES CORPORATION 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 Executive VP Common Stock 4420 D Restricted Stock Units Common Stock 11803 D Restricted Stock Units Common Stock 7198 D Restricted Stock Unit Common Stock 7039 D Stock Option Grant 13.91 2007-04-01 Common Stock 20000 D Stock Option Grant 19.50 2007-12-03 Common Stock 7150 D Stock Option Grant 17.13 2009-02-02 Common Stock 2860 D Stock Option Grant 17.13 2009-02-02 Common Stock 5354 D Stock Option Grant 36.31 2010-02-04 Common Stock 4176 D Stock Option Grant 55.61 2011-01-31 Common Stock 2571 D Stock Option Grant 36.43 2011-07-18 Common Stock 2055 D Stock Option Grant 13.19 2011-10-25 Common Stock 25601 D Stock Option Grant 8.97 2014-02-04 Common Stock 14430 D Stock Option Grant 16.81 2015-02-25 Common Stock 9582 D Stock Option Grant 17.58 2016-02-24 Common Stock 14313 D This restricted stock unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 4, 2005 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or cash equivalent at the discretion of The AES Corporation on or within 60 days from February 4, 2009. This restricted stock unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 25, 2006 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 25, 2010. This restricted stock unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensatin Plan and vests in three equal annual installments beginning on February 24, 2007 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or cash equivalent at the discretion of The AES Corporation on or within 60 days from February 24, 2011. Immediately exercisable. These stock options vest in three equal annual amounts. The first installment became exercisable on February 4, 2005, the second installment became exercisable on February 4, 2006 and the remaining installment becomes exercisable on February 4, 2007. These stock options vest in three equal annual amounts. The first installment became exercisable on February 24, 2006, and the next two installments become exercisable on February 25, 2007 and February 25, 2008, respectively. These stock options vest in three equal annual amounts. The first installment becomes exercisable on February 24, 2007, and the next two installments become exercisable on February 24, 2008 and February 24, 2009, respectively. John McLaren 2006-10-23 -----END PRIVACY-ENHANCED MESSAGE-----