-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtxaIb38wJXJ9Q6ZsllLi5s7u1fpXGddR+10JMak3t9PV6ZafGS8AVxD6yKAPDjo jQNQ7U4Qkb7UgLzquPwFjA== 0001179110-06-002179.txt : 20060127 0001179110-06-002179.hdr.sgml : 20060127 20060127155419 ACCESSION NUMBER: 0001179110-06-002179 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060119 FILED AS OF DATE: 20060127 DATE AS OF CHANGE: 20060127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaisinghani Haresh R CENTRAL INDEX KEY: 0001348878 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 06557808 BUSINESS ADDRESS: BUSINESS PHONE: 703-522-1315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 3 1 edgar.xml FORM 3 - X0202 3 2006-01-19 0 0000874761 AES CORP AES 0001348878 Jaisinghani Haresh R 4300 WILSON BOULEVARD ARLINGTON VA 22203 0 1 0 0 President, Asia Region Common Stock 9200 D Common Stock 22832 I by 401(k) Plan Common Stock 4640 I by Spouse Common Stock 12566 I by Spouse 401(k) Plan Restricted Stock Units Common Stock 15942 D Restricted Stock Units Common Stock 8916 D Restricted Stock Units Common Stock 1214 I by Spouse Restricted Stock Units Common Stock 648 I by Spouse Units Common Stock 722 D Stock Option Grant 11.0313 2006-12-27 Common Stock 2880 D Stock Option Grant 19.50 2007-12-03 Common Stock 3750 D Stock Option Grant 17.125 2009-02-02 Common Stock 4224 D Stock Option Grant 36.3125 2010-02-04 Common Stock 3634 D Stock Option Grant 55.61 2011-01-31 Common Stock 9000 D Stock Option Grant 13.11 2011-10-25 Common Stock 9649 D Stock Option Grant 13.19 2011-10-25 Common Stock 73461 D Stock Option Grant 2.83 2013-02-12 Common Stock 60392 D Stock Option Grant 2.83 2013-05-01 Common Stock 8235 D Stock Option Grant 8.97 2014-02-04 Common Stock 19490 D Stock Option Grant 16.81 2015-02-25 Common Stock 11868 D Stock Option Grant 11.0313 2006-12-27 Common Stock 1836 I by Spouse Stock Option Grant 19.50 2007-12-03 Common Stock 1012 I by Spouse Stock Option Grant 17.125 2009-02-02 Common Stock 1120 I by Spouse Stock Option Grant 36.3125 2010-02-04 Common Stock 1474 I by Spouse Stock Option Grant 55.61 2011-01-31 Common Stock 2143 I by Spouse Stock Option Grant 13.19 2011-10-25 Common Stock 14289 I by Spouse Stock Option Grant 13.11 2011-10-25 Common Stock 4168 I by Spouse Stock Option Grant 2.83 2013-02-12 Common Stock 5165 I by Spouse Stock Option Grant 2.83 2013-05-01 Common Stock 704 I by Spouse Stock Option Grant 8.97 2014-02-04 Common Stock 1633 I by Spouse Stock Option Grant 16.81 2015-02-25 Common Stock 949 I by Spouse This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 4, 2005 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 4, 2009. This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vests in three equal annual installments beginning on February 25, 2006 if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common stock or the cash equivalent at the discretion of The AES Corporation on or within 60 days from February 25, 2010. These units are awarded pursuant to the Restoration Supplemental Retirement Plan and The AES Corporation Supplemental Retirement Plan. Generally, units under these Plans shall be paid out following termination of employment or later as per the terms of the relevant plan documents. Each unit is equal to one share of AES Common stock and units under the plans are 100% vested upon award. Immediately exercisable. These stock options vest in three equal annual amounts. The first installment became exercisable on February 4, 2005, and the next two installments become exercisable on February 4, 2006 and February 4, 2007, respectively. These stock options vest in three equal annual amounts. The first installment becomes exercisable on February 25, 2006, and the next two installments become exercisable on February 25, 2007 and February 25, 2008, respectively. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Haresh R. Jaisinghani 2006-01-27 -----END PRIVACY-ENHANCED MESSAGE-----