0001127602-24-016118.txt : 20240521 0001127602-24-016118.hdr.sgml : 20240521 20240521162032 ACCESSION NUMBER: 0001127602-24-016118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240520 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mendoza Tish CENTRAL INDEX KEY: 0001628839 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 24969641 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-20 0000874761 AES CORP AES 0001628839 Mendoza Tish 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP & Chief HR Officer 0 Common Stock 2024-05-20 4 M 0 66250 11.89 A 265731 D Common Stock 2024-05-20 4 S 0 66250 21.21 D 199481 D Common Stock 27498 I by 401(k) Stock Option (Right to Buy) 11.89 2024-05-20 4 M 0 66250 0 D 2025-02-20 Common Stock 66250 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.24, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Since the last Form 4 filing on February 26, 2024, the reporting person acquired 222 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated May 20, 2024. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018. /s/ Jennifer Gillcrist, attorney-in-fact 2024-05-21