0001127602-24-006837.txt : 20240226 0001127602-24-006837.hdr.sgml : 20240226 20240226161756 ACCESSION NUMBER: 0001127602-24-006837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Da Santos Bernerd CENTRAL INDEX KEY: 0001626763 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 24678967 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-22 0000874761 AES CORP AES 0001626763 Da Santos Bernerd 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and President, Renewables 0 Common Stock 2024-02-22 4 A 0 30000 0 A 294025 D Common Stock 2024-02-22 4 D 0 136 0 D 293889 D Common Stock 2024-02-22 4 F 0 1349 16.00 D 292540 D Common Stock 2024-02-22 4 A 0 20887 0 A 313427 D Common Stock 2024-02-22 4 F 0 8875 16.00 D 304552 D Common Stock 2024-02-24 4 F 0 2107 16.00 D 302445 D Common Stock 2024-02-24 4 F 0 1773 16.00 D 300672 D Common Stock - 401(k) 30211 I by 401(k) This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock. Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021. This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023. Since the last Form 4 filing on November 9, 2023, the reporting person acquired 594 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 16, 2024. /s/ Jennifer Gillcrist, attorney-in-fact 2024-02-26