0001127602-23-007316.txt : 20230227
0001127602-23-007316.hdr.sgml : 20230227
20230227162244
ACCESSION NUMBER: 0001127602-23-007316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230224
FILED AS OF DATE: 20230227
DATE AS OF CHANGE: 20230227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mendoza Tish
CENTRAL INDEX KEY: 0001628839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 23675248
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-24
0000874761
AES CORP
AES
0001628839
Mendoza Tish
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP & Chief HR Officer
Common Stock
2023-02-24
4
A
0
18468
25.32
A
163132
D
Common Stock
2023-02-24
4
F
0
7836
25.32
D
155296
D
Common Stock
2023-02-24
4
F
0
1931
25.32
D
153365
D
Common Stock
2023-02-24
4
A
0
10847
25.32
A
164212
D
Common Stock
26305
I
by 401(k)
This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.
Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.
Since the last Form 4 filing on February 22, 2023, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 27, 2023.
/s/ Jennifer V. Gillcrist, attorney-in-fact
2023-02-27