0001127602-22-003379.txt : 20220204
0001127602-22-003379.hdr.sgml : 20220204
20220204162207
ACCESSION NUMBER: 0001127602-22-003379
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220125
FILED AS OF DATE: 20220204
DATE AS OF CHANGE: 20220204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nebreda Julian
CENTRAL INDEX KEY: 0001754406
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 22593778
MAIL ADDRESS:
STREET 1: 4300 WILSON BLVD.
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2022-01-25
0
0000874761
AES CORP
AES
0001754406
Nebreda Julian
4300 WILSON BLVD.
ARLINGTON
VA
22203
1
President, US&Glob. Bus. Lines
Common Stock
26969
I
by 401(k)
Common Stock
70007
D
IRP Unit
Common Stock
78352
D
Stock Option (Right to Buy)
14.63
2024-02-21
Common Stock
26917
D
Stock Option (Right to Buy)
11.89
2025-02-20
Common Stock
46092
D
This information is based on a plan statement relating to The AES Corporation Retirement Savings Plan dated January 31, 2022.
Includes Restricted Stock Unit awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.
These units were awarded pursuant to the International Retirement Plan (the "IRP"). Generally, units under the IRP are paid out in cash following termination of employment or later per the IRP document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the IRP are 100% vested upon award.
This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 21, 2014. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.
This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 20, 2015. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.
Exhibit List: Exhibit 24.1 Power of Attorney
/s/ Jennifer Gillcrist, attorney-in-fact
2022-02-04
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
THE AES CORPORATION
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Paul L. Freedman, Jennifer V. Gillcrist, and Pablo A.
Fekete, signing singly and with full power of substitution, the
undersigned?s true and lawful attorney-in-fact to:
1. prepare, execute in the undersigned?s name and on the undersigned?s behalf,
and submit to the U.S. Securities and Exchange Commission (the ?SEC?) a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16 of the Securities
Exchange Act of 1934 (the ?Exchange Act?) or any rule or regulation of the SEC;
2. execute for and on behalf of the undersigned, in the undersigned?s capacity
as an officer, director or ten percent stockholder of The AES Corporation
(the ?Company?), Forms 3, 4, and 5, and Forms 144, including any amendments
thereto, in accordance with Section 16 of the Exchange Act and the rules and
regulations thereunder, and Rule 144 under the Securities Act of 1933
(the ?Securities Act?);
3. do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form 3,
4, or 5, or Forms 144, including any amendments thereto, and timely file
such form with the SEC and any stock exchange or similar authority; and
4. obtain, as the undersigned?s representative and on the undersigned?s
behalf, information regarding transactions in the Company?s equity
securities from any third party, including the Company and any brokers,
dealers, employee benefit plan administrators and trustees, and the
undersigned hereby authorizes any such third party to release any such
information to the attorney-in-fact; and
5. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interests of, or legally required by, the undersigned, it
being understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such attorney-in-fact
may approve in such attorney-in-fact?s discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might
or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact,
or such attorney-in-fact?s substitute or substitutes, shall lawfully do or
cause to be done by virtue of this Power of Attorney and the rights and powers
herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming, nor is
the Company assuming, any of the undersigned?s responsibilities to comply with
Section 16 of the Exchange Act or Rule 144 under the Securities Act. Neither
the Company nor the foregoing attorneys-in-fact assume any liability for the
undersigned?s responsibility to comply with the requirements of Section 16 of
the Exchange Act or Rule 144 under the Securities Act, any liability of the
undersigned for any failure to comply with such requirements, or any liability
of the undersigned for disgorgement of profits under Section 16(b) of the
Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5, and Forms
144 with respect to the undersigned?s holdings of and transactions in
securities issued by the Company, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorneys-in-fact. This Power
of Attorney revokes all previous powers of attorney with respect to the
subject matter of this Power of Attorney.
?
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 2 day of February, 2022.
_______________________________
/s/ Julian Nebreda