0001127602-21-007442.txt : 20210223
0001127602-21-007442.hdr.sgml : 20210223
20210223201642
ACCESSION NUMBER: 0001127602-21-007442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210219
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Da Santos Bernerd
CENTRAL INDEX KEY: 0001626763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 21668022
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-19
0000874761
AES CORP
AES
0001626763
Da Santos Bernerd
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP and COO
Common Stock
2021-02-19
4
A
0
9060
A
192866
D
Common Stock
2021-02-19
4
A
0
33014
A
225880
D
Common Stock
2021-02-19
4
F
0
14888
28.31
D
210992
D
Common Stock
2021-02-19
4
F
0
1836
28.31
D
209156
D
Common Stock
27678
I
by 401(k)
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 19, 2022 and February 19, 2023. The final third of the RSUs will vest on February 19, 2024 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.
This Performance Stock Unit ("PSU") award was granted on February 23, 2018 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 19, 2021. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the settlement of PSUs granted in February 2018.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 21, 2020.
Since the last Form 4 filing in which such shares were reported on March 20, 2020, the reporting person acquired 879 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 22, 2022.
/s/ Bernerd R. DaSantos
2021-02-23