0001127602-20-009628.txt : 20200305
0001127602-20-009628.hdr.sgml : 20200305
20200305163218
ACCESSION NUMBER: 0001127602-20-009628
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200303
FILED AS OF DATE: 20200305
DATE AS OF CHANGE: 20200305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gluski Andres
CENTRAL INDEX KEY: 0001348876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 20691238
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-03-03
0000874761
AES CORP
AES
0001348876
Gluski Andres
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
1
President and CEO
Common Stock
2020-03-03
4
M
0
107807
12.88
A
1634236
D
Common Stock
2020-03-03
4
F
0
93258
17.43
D
1540978
D
Common Stock
2020-03-03
4
M
0
99734
9.76
A
1640712
D
Common Stock
2020-03-03
4
F
0
77045
17.43
D
1563667
D
Common Stock
28166
I
By 401(k) Plan
Stock Option (Right to Buy)
12.88
2020-03-03
4
M
0
107807
0
D
2021-02-18
Common Stock
107807
0
D
Stock Option (Right to Buy)
9.76
2020-03-03
4
M
0
99734
0
D
2021-09-30
Common Stock
99734
0
D
Reflects tax and exercise price withholding. There was no transaction in the market.
Since the last Form 4 filing on February 25, 2020, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated March 4, 2020.
This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal annual installments such that one third vested on each of February 18, 2012, February 18, 2013, and February 18, 2014.
This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal installments such that one third vested on each of September 30, 2012, September 30, 2013 and September 30, 2014.
/s/ Andres Ricardo Gluski
2020-03-05