0001127602-20-009628.txt : 20200305 0001127602-20-009628.hdr.sgml : 20200305 20200305163218 ACCESSION NUMBER: 0001127602-20-009628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gluski Andres CENTRAL INDEX KEY: 0001348876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 20691238 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-03 0000874761 AES CORP AES 0001348876 Gluski Andres 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 President and CEO Common Stock 2020-03-03 4 M 0 107807 12.88 A 1634236 D Common Stock 2020-03-03 4 F 0 93258 17.43 D 1540978 D Common Stock 2020-03-03 4 M 0 99734 9.76 A 1640712 D Common Stock 2020-03-03 4 F 0 77045 17.43 D 1563667 D Common Stock 28166 I By 401(k) Plan Stock Option (Right to Buy) 12.88 2020-03-03 4 M 0 107807 0 D 2021-02-18 Common Stock 107807 0 D Stock Option (Right to Buy) 9.76 2020-03-03 4 M 0 99734 0 D 2021-09-30 Common Stock 99734 0 D Reflects tax and exercise price withholding. There was no transaction in the market. Since the last Form 4 filing on February 25, 2020, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated March 4, 2020. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal annual installments such that one third vested on each of February 18, 2012, February 18, 2013, and February 18, 2014. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal installments such that one third vested on each of September 30, 2012, September 30, 2013 and September 30, 2014. /s/ Andres Ricardo Gluski 2020-03-05