0001127602-20-007827.txt : 20200225 0001127602-20-007827.hdr.sgml : 20200225 20200225202845 ACCESSION NUMBER: 0001127602-20-007827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kohan Sherry CENTRAL INDEX KEY: 0001801230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 20653060 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD. CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0000874761 AES CORP AES 0001801230 Kohan Sherry 4300 WILSON BLVD. ARLINGTON VA 22203 1 Vice President & Controller Common Stock 2020-02-21 4 A 0 2170 A 42902 D Common Stock 2020-02-22 4 F 0 554 20.75 D 42348 D Common Stock 2020-02-23 4 F 0 926 20.75 D 41422 D Common Stock 2020-02-24 4 F 0 707 20.25 D 40715 D Common Stock 29008 I by 401(k) This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Since the Form 3 filing on February 7, 2020, the reporting person acquired 197 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020. /s/ Sherry Kohan 2020-02-25