0001127602-20-007826.txt : 20200225 0001127602-20-007826.hdr.sgml : 20200225 20200225202539 ACCESSION NUMBER: 0001127602-20-007826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Da Santos Bernerd CENTRAL INDEX KEY: 0001626763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 20653050 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0000874761 AES CORP AES 0001626763 Da Santos Bernerd 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and COO Common Stock 2020-02-21 4 A 0 12145 A 160058 D Common Stock 2020-02-22 4 F 0 2456 20.75 D 157602 D Common Stock 2020-02-23 4 F 0 1647 20.75 D 155955 D Common Stock 2020-02-24 4 F 0 2893 20.25 D 153062 D Common Stock 2020-02-24 4 A 0 40090 A 193152 D Common Stock 2020-02-24 4 F 0 13346 20.25 D 179806 D Common Stock 26799 I by 401(k) This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. Since the last Form 4 filing on February 26, 2019, the reporting person acquired 838 additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020. /s/ Bernerd R. DaSantos 2020-02-25