0001127602-20-007812.txt : 20200225
0001127602-20-007812.hdr.sgml : 20200225
20200225201555
ACCESSION NUMBER: 0001127602-20-007812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200221
FILED AS OF DATE: 20200225
DATE AS OF CHANGE: 20200225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gluski Andres
CENTRAL INDEX KEY: 0001348876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 20653010
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-21
0000874761
AES CORP
AES
0001348876
Gluski Andres
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
1
President and CEO
Common Stock
2020-02-21
4
A
0
74014
A
1449860
D
Common Stock
2020-02-22
4
F
0
9186
20.75
D
1440674
D
Common Stock
2020-02-23
4
F
0
11890
20.75
D
1428784
D
Common Stock
2020-02-24
4
F
0
17156
20.25
D
1411628
D
Common Stock
2020-02-24
4
A
0
222053
A
1633681
D
Common Stock
2020-02-24
4
F
0
107252
20.25
D
1526429
D
Common Stock
28166
I
By 401(k) Plan
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017.
Since the last Form 4 filing on January 30, 2020, the reporting person acquired 192 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 24, 2020.
/s/ Andres Ricardo Gluski
2020-02-25