0001127602-20-007812.txt : 20200225 0001127602-20-007812.hdr.sgml : 20200225 20200225201555 ACCESSION NUMBER: 0001127602-20-007812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gluski Andres CENTRAL INDEX KEY: 0001348876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 20653010 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0000874761 AES CORP AES 0001348876 Gluski Andres 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 President and CEO Common Stock 2020-02-21 4 A 0 74014 A 1449860 D Common Stock 2020-02-22 4 F 0 9186 20.75 D 1440674 D Common Stock 2020-02-23 4 F 0 11890 20.75 D 1428784 D Common Stock 2020-02-24 4 F 0 17156 20.25 D 1411628 D Common Stock 2020-02-24 4 A 0 222053 A 1633681 D Common Stock 2020-02-24 4 F 0 107252 20.25 D 1526429 D Common Stock 28166 I By 401(k) Plan This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. This Performance Stock Unit ("PSU") was granted on February 24, 2017 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 21, 2020. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the settlement of PSUs granted on February 24, 2017. Since the last Form 4 filing on January 30, 2020, the reporting person acquired 192 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 24, 2020. /s/ Andres Ricardo Gluski 2020-02-25