0001127602-19-027853.txt : 20190904 0001127602-19-027853.hdr.sgml : 20190904 20190904160345 ACCESSION NUMBER: 0001127602-19-027853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nebreda Julian CENTRAL INDEX KEY: 0001754406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 191074590 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD. CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-08-30 0000874761 AES CORP AES 0001754406 Nebreda Julian 4300 WILSON BLVD. ARLINGTON VA 22203 1 SVP, Andes SBU President Common Stock 2019-08-30 4 S 0 6000 15.25 D 35314 D Common Stock 2019-08-30 4 M 0 12864 12.18 A 48178 D Common Stock 2019-08-30 4 S 0 12864 15.24 D 35314 D Common Stock 25284 I by 401(k) Stock Option (Right to Buy) 12.18 2019-08-30 4 M 0 12864 0 D 2020-02-19 Common Stock 12864 0 D Since the last Form 4 filing on February 26, 2019, the reporting person acquired 440 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated September 3, 2019. This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on February 19, 2011, the second installment vested on February 19, 2012 and the final installment vested on February 19, 2013. /s/ Julian Nebreda 2019-09-04