0001127602-18-015112.txt : 20180423 0001127602-18-015112.hdr.sgml : 20180423 20180423165323 ACCESSION NUMBER: 0001127602-18-015112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONIE ALAIN CENTRAL INDEX KEY: 0001230564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 18769364 MAIL ADDRESS: STREET 1: WORLDWIDE LEGAL DEPT 1600 E ST CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-19 0000874761 AES CORP AES 0001230564 MONIE ALAIN 4300 WILSON BLVD ARLINGTON VA 22203 1 Units 2018-04-19 4 A 0 16667 A Common Stock 16667 34957 D Stock Option (Right to Buy) 11.75 2018-04-19 4 A 0 50000 0 A 2028-04-19 Common Stock 50000 50000 D Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). This stock option award was granted pursuant to the Plan. This award will vest in three equal annual installments such that one third will vest on April 19, 2019, one third will vest on April 19, 2020 and the remaining third will vest on April 19, 2021. /s/ Alain Monie 2018-04-23