0001127602-18-008869.txt : 20180227
0001127602-18-008869.hdr.sgml : 20180227
20180227191545
ACCESSION NUMBER: 0001127602-18-008869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180223
FILED AS OF DATE: 20180227
DATE AS OF CHANGE: 20180227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mendoza Tish
CENTRAL INDEX KEY: 0001628839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 18647421
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-23
0000874761
AES CORP
AES
0001628839
Mendoza Tish
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
Sr. VP & Chief HR Officer
Common Stock
2018-02-23
4
A
0
4527
A
57762
D
Common Stock
2018-02-23
4
F
0
1363
10.49
D
56399
D
Common Stock
2018-02-23
4
A
0
9330
10.49
A
65729
D
Common Stock
2018-02-24
4
F
0
1065
10.49
D
64664
D
Common Stock
22603
I
by 401(k)
This Performance Stock Unit ("PSU") was granted on February 20, 2015 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the settlement of PSUs granted in February 2015.
This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 23, 2019, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.
/s/ Letitia (Tish) D. Mendoza
2018-02-27