0001127602-18-008859.txt : 20180227 0001127602-18-008859.hdr.sgml : 20180227 20180227190451 ACCESSION NUMBER: 0001127602-18-008859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180223 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blake Sarah CENTRAL INDEX KEY: 0001720952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 18647380 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-23 0000874761 AES CORP AES 0001720952 Blake Sarah 4300 WILSON BLVD. ARLINGTON VA 22203 1 Vice President & Controller Common Stock 2018-02-23 4 A 0 4652 10.49 A 17906 D Common Stock 2018-02-24 4 F 0 689 10.49 D 17217 D Common Stock 1556 I by 401(k) Common Stock 2500 I by Spouse Includes Restricted Stock Unit ("RSU") awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, with each award vesting in three equal annual installments from the date of grant if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017. Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. /s/ Sarah R. Blake 2018-02-27