0001127602-17-031647.txt : 20171108 0001127602-17-031647.hdr.sgml : 20171108 20171108204030 ACCESSION NUMBER: 0001127602-17-031647 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tigre Margaret CENTRAL INDEX KEY: 0001719697 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 171188020 MAIL ADDRESS: STREET 1: 4300 WILSON BLVD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2017-11-02 0 0000874761 AES CORP AES 0001719697 Tigre Margaret 4300 WILSON BLVD ARLINGTON VA 22203 1 SVP Finance Common Stock 67691 D Common Stock 1064 I by 401(k) Stock Option (Right to Buy) 18.87 2018-02-22 Common Stock 1498 D Stock Option (Right to Buy) 14.63 2024-02-21 Common Stock 27345 D Stock Option (Right to Buy) 11.89 2025-02-20 Common Stock 34166 D Includes Restricted Stock Unit ("RSU") awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, with each award vesting in three equal annual installments from the date of grant if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. Consists of shares of AES Common Stock acquired pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated October 31, 2017. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on 2/22/2009, the second installment vested on 2/22/2010, and the final installment vested on 2/22/2011. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on 2/21/2015, the second installment vested on 2/21/2016, and the final installment vested on 2/21/2017. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on 2/20/2016, the second installment vested on 2/20/2017, and the final installment will vest on 2/20/2018. /s/ Margaret Tigre 2017-11-07