0001127602-17-023838.txt : 20170718 0001127602-17-023838.hdr.sgml : 20170718 20170718203930 ACCESSION NUMBER: 0001127602-17-023838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170714 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONIE ALAIN CENTRAL INDEX KEY: 0001230564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 17970501 MAIL ADDRESS: STREET 1: WORLDWIDE LEGAL DEPT 1600 E ST CITY: SANTA ANA STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-07-14 0000874761 AES CORP AES 0001230564 MONIE ALAIN 4300 WILSON BLVD ARLINGTON VA 22203 1 Units 2017-07-14 4 A 0 18290 A Common Stock 18290 18290 D Stock Option (Right to Buy) 11.03 2017-07-14 4 A 0 30441 0 A 2027-07-14 Common Stock 30441 30441 D Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015 (the "Plan"). This stock option award was granted pursuant to the Plan. This award will vest in three equal annual installments, such that one third will vest on July 14, 2018, one third will vest on July 14, 2019 and the remaining third will vest on July 14, 2020. /s/ Alain Monie 2017-07-18