0001127602-17-009034.txt : 20170228 0001127602-17-009034.hdr.sgml : 20170228 20170228204103 ACCESSION NUMBER: 0001127602-17-009034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: miller brian a CENTRAL INDEX KEY: 0001348872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 17651049 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-24 0000874761 AES CORP AES 0001348872 miller brian a 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP, General Counsel and Secy Common Stock 2017-02-24 4 A 0 14272 A 200612 D Common Stock 2017-02-24 4 F 0 4736 11.93 D 195876 D Common Stock 2017-02-24 4 A 0 22255 11.93 A 218131 D Common Stock 41333 I By 401(k) Plan This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014. This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Since the last Form 4 filing on February 23, 2017, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan. /s/Brian A. Miller 2017-02-28