0001127602-17-007886.txt : 20170222 0001127602-17-007886.hdr.sgml : 20170222 20170222203931 ACCESSION NUMBER: 0001127602-17-007886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Flynn Thomas M. CENTRAL INDEX KEY: 0001538176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 17630492 MAIL ADDRESS: STREET 1: C/O BRIGHTSOURCE ENERGY, INC. STREET 2: 1999 HARRISON STREET, SUITE 2150 CITY: OAKLAND STATE: CA ZIP: 94612 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0000874761 AES CORP AES 0001538176 O'Flynn Thomas M. 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and CFO Common Stock 2017-02-17 4 F 0 3712 11.46 D 266580 D Common Stock 2017-02-17 4 F 0 5446 11.46 D 261134 D Common Stock 8839 I by 401(k) Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Since the last Form 4 filing on February 23, 2016, the reporting person acquired 1,255 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 17, 2017. /s/ Thomas M. O'Flynn 2017-02-22