0001127602-17-007883.txt : 20170222 0001127602-17-007883.hdr.sgml : 20170222 20170222203151 ACCESSION NUMBER: 0001127602-17-007883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HACKENSON ELIZABETH CENTRAL INDEX KEY: 0001286143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 17630475 MAIL ADDRESS: STREET 1: C/O MCI STREET 2: 22001 LOUDOUN COUNTY PARKWAY CITY: AXBURN STATE: VA ZIP: 20147 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0000874761 AES CORP AES 0001286143 HACKENSON ELIZABETH 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Sr. VP and CIO Common Stock 2017-02-17 4 F 0 1244 11.46 D 85990 D Common Stock 2017-02-17 4 F 0 1767 11.46 D 84223 D Common Stock 9961 I by 401(k) Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Since the last Form 4 filing on February 23, 2016, the reporting person acquired 735 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 17, 2017. /s/ Elizabeth Hackenson 2017-02-22