0001127602-16-070021.txt : 20161214 0001127602-16-070021.hdr.sgml : 20161214 20161214170537 ACCESSION NUMBER: 0001127602-16-070021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chilton Michael CENTRAL INDEX KEY: 0001629446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 162051729 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-12 0000874761 AES CORP AES 0001629446 Chilton Michael 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Sr. VP Global Engr & Const Common Stock 2016-12-12 4 F 0 3114 12.01 D 64345 D Common Stock 15697 I by 401(k) Common Stock 104 I by IRA Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Unit award granted on December 12, 2014. There was no transaction in the market. Since the last Form 4 filing on February 23, 2016, the reporting person acquired 1,593 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated December 12, 2016. /s/ Michael Chilton 2016-12-14