0001127602-16-043077.txt : 20160223
0001127602-16-043077.hdr.sgml : 20160223
20160223210249
ACCESSION NUMBER: 0001127602-16-043077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160223
DATE AS OF CHANGE: 20160223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Da Santos Bernerd
CENTRAL INDEX KEY: 0001626763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 161450305
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-19
0000874761
AES CORP
AES
0001626763
Da Santos Bernerd
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
Sr. VP and COO
Common Stock
2016-02-19
4
A
0
4195
A
61840
D
Common Stock
2016-02-19
4
F
0
1351
9.41
D
60489
D
Common Stock
2016-02-19
4
F
0
716
9.41
D
59773
D
Common Stock
2016-02-19
4
F
0
1110
9.41
D
58663
D
Common Stock
2016-02-19
4
A
0
19384
A
78047
D
Common Stock
22011
I
by 401(k)
Units
2016-02-19
4
A
0
1791
9.41
A
Common Stock
1791
13055
D
This Performance Stock Unit ("PSU") was granted on February 15, 2013 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2013.
Reflects tax withholding in connection with the vesting and settlement of one third of the Restricted Stock Units ("RSUs") granted in February 2014.
Reflects tax withholding in connection with the vesting and settlement of one third of RSUs granted in February 2015.
This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 19, 2017, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
Since the last Form 4 filing on February 17, 2016, the reporting person acquired 252 shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 19, 2016.
These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under the Restoration Plan are paid out in cash following termination of employment or later per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the Restoration Plan are 100% vested upon award.
/s/ Bernerd R. DaSantos
2016-02-23