0001127602-14-031099.txt : 20141104
0001127602-14-031099.hdr.sgml : 20141104
20141104165331
ACCESSION NUMBER: 0001127602-14-031099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141103
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vesey Andrew
CENTRAL INDEX KEY: 0001427792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 141193918
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-11-03
0000874761
AES CORP
AES
0001427792
Vesey Andrew
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
EVP and COO
Common Stock
2014-11-03
4
M
0
1946
11.54
A
148361
D
Common Stock
24101
I
By 401(k) Plan
Stock Option (Right to Buy)
11.54
2014-11-03
4
M
0
1946
0
D
2014-11-03
Common Stock
1946
0
D
Between February 25, 2014 and November 3, 2014, the reporting person acquired 888 shares of AES Common Stock pursuant to The AES Retirement Saving Plan. This information is based on a plan statement dated November 3, 2014.
This ten-year option grant was awarded on November 3, 2004 and became exercisable in three equal annual installments. The option grant was fully exercisable on November 3, 2007. Mr. Vesey is exercising his option grant and holding the underlying shares. There is no open market sale of AES securities in connection with this transaction.
/s/Andrew Vesey
2014-11-04