0001127602-14-031099.txt : 20141104 0001127602-14-031099.hdr.sgml : 20141104 20141104165331 ACCESSION NUMBER: 0001127602-14-031099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vesey Andrew CENTRAL INDEX KEY: 0001427792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 141193918 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-11-03 0000874761 AES CORP AES 0001427792 Vesey Andrew 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and COO Common Stock 2014-11-03 4 M 0 1946 11.54 A 148361 D Common Stock 24101 I By 401(k) Plan Stock Option (Right to Buy) 11.54 2014-11-03 4 M 0 1946 0 D 2014-11-03 Common Stock 1946 0 D Between February 25, 2014 and November 3, 2014, the reporting person acquired 888 shares of AES Common Stock pursuant to The AES Retirement Saving Plan. This information is based on a plan statement dated November 3, 2014. This ten-year option grant was awarded on November 3, 2004 and became exercisable in three equal annual installments. The option grant was fully exercisable on November 3, 2007. Mr. Vesey is exercising his option grant and holding the underlying shares. There is no open market sale of AES securities in connection with this transaction. /s/Andrew Vesey 2014-11-04