0001127602-14-008525.txt : 20140225 0001127602-14-008525.hdr.sgml : 20140225 20140225211740 ACCESSION NUMBER: 0001127602-14-008525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140221 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Flynn Thomas M. CENTRAL INDEX KEY: 0001538176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 14642678 MAIL ADDRESS: STREET 1: C/O BRIGHTSOURCE ENERGY, INC. STREET 2: 1999 HARRISON STREET, SUITE 2150 CITY: OAKLAND STATE: CA ZIP: 94612 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-21 0000874761 AES CORP AES 0001538176 O'Flynn Thomas M. 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and CFO Common Stock 2014-02-21 4 A 0 22215 A 87318 D Common Stock 4482 I by 401(k) Stock Option (Right to Buy) 14.63 2014-02-21 4 A 0 122180 0 A 2024-02-21 Common Stock 122180 122180 D Units 2014-02-21 4 A 0 3702 14.63 A Common Stock 3702 3702 D This Restricted Stock Unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2015, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. This includes a 6% (of base salary) discretionary retirement savings award granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 21, 2014 subject to applicable IRS contribution limits. The closing stock price on February 21, 2014 was used to determine the number of shares awarded. In the aggregate between February 19, 2014 and February 24, 2014, this reporting person acquired 1,233 shares of AES Common stock under the Plan, which are included in this amount. This information is based on a plan statement dated February 24, 2014. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 21, 2015, and the next two installments become exercisable on February 21, 2016 and February 21, 2017, respectively. These units were awarded pursuant to the Restoration Supplemental Retirement Plan (the "Restoration Plan"). Generally, units under the Restoration Plan shall be paid out in cash following termination of employment or later as per the terms of the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the Restoration Plan are 100% vested upon award. Thomas M. O'Flynn 2014-02-25