0001127602-12-033853.txt : 20121213
0001127602-12-033853.hdr.sgml : 20121213
20121213180755
ACCESSION NUMBER: 0001127602-12-033853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121211
FILED AS OF DATE: 20121213
DATE AS OF CHANGE: 20121213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LADER PHILIP
CENTRAL INDEX KEY: 0001237640
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 121263128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-12-11
0000874761
AES CORP
AES
0001237640
LADER PHILIP
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
Common Stock
2012-12-11
4
M
0
17725
10.72
A
23590
D
Common Stock
2012-12-11
4
M
0
6329
10.72
A
29919
D
Common Stock
2012-12-13
4
J
0
35125
0
A
35125
I
by Lader Family Partners, LLLP
Common Stock
2012-12-11
4
J
0
535
0
A
26586
I
By Philip Lader, Trustee, The Linda LeSourd Lader Irrevocable Defective Grantor Trust Dated 03/11/09
Common Stock
89380
I
By Family Foundation
Stock Option (Right to Buy)
6.70
2012-12-11
4
M
0
17725
0
D
2013-05-13
Common Stock
17725
0
D
Stock Option (Right to Buy)
8.58
2012-12-11
4
M
0
6329
0
D
2014-04-28
Common Stock
6329
0
D
None of the transactions listed on this Form 4 are market transactions. Mr. Lader exercised 24,054 options and contributed the shares to the Lader Family Partners, LLLP, along with 5,865 shares he previously held directly, 25 shares held by his daughter and 5181 shares held in his IRA. Mr. Lader is General Partner and General Manager of the Lader Family Partners, LLLP. The shares owned by Lader Family Partners, LLLP are being indirectly gifted to family members of Mr. Lader. Mr. Lader is not required to report the gifts on Form 4 but will report the gifts on Form 5 within 45 days after the close of AES' fiscal year.
This ten year option grant was awarded on 5/13/2003 and became exerciable in installments of 50% at the end of each of the first two years.
This ten year option grant was awarded on 4/28/2004 and became exercisable in installments of 50% at the end of each of the first two years.
Philip Lader
2012-12-13