0001127602-12-033505.txt : 20121211 0001127602-12-033505.hdr.sgml : 20121211 20121211142431 ACCESSION NUMBER: 0001127602-12-033505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121207 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vesey Andrew CENTRAL INDEX KEY: 0001427792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 121255880 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-07 0000874761 AES CORP AES 0001427792 Vesey Andrew 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 COO Utilities Common Stock 2012-12-07 4 A 0 34530 0 A 112224 D Common Stock 19275 I By 401(k) Plan Stock Option (Right to Buy) 10.86 2012-12-07 4 A 0 126263 0 A 2022-12-07 Common Stock 126263 126263 D This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on December 7, 2013 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. Since Mr. Vesey's last filing submitted on May 21, 2012, he acquired 510 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated December 7, 2012. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on December 7, 2013, and the next two installments become exercisable on December 7, 2014 and December 7, 2015, respectively. /s/Andrew Vesey 2012-12-11