0001127602-12-031859.txt : 20121121 0001127602-12-031859.hdr.sgml : 20121121 20121121192631 ACCESSION NUMBER: 0001127602-12-031859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121120 FILED AS OF DATE: 20121121 DATE AS OF CHANGE: 20121121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HACKENSON ELIZABETH CENTRAL INDEX KEY: 0001286143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 121222193 MAIL ADDRESS: STREET 1: C/O MCI STREET 2: 22001 LOUDOUN COUNTY PARKWAY CITY: AXBURN STATE: VA ZIP: 20147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-20 0000874761 AES CORP AES 0001286143 HACKENSON ELIZABETH 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Sr. VP and CIO Common Stock 2012-11-20 4 P 0 10000 9.89 A 36828 D Common Stock 5588 I 401(k) The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions within a price range from $9.875 to $9.920, inclusive. The reporting person undertakes to provide to The AES Corporation, any security holder of The AES Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 in this Form 4. Since Ms. Hackenson's last filing submitted on July 5, 2012, she acquired 23 shares of AES Common stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated November 19, 2012. Elizabeth Hackenson 2012-11-21