0001127602-12-027974.txt : 20121002 0001127602-12-027974.hdr.sgml : 20121002 20121002174413 ACCESSION NUMBER: 0001127602-12-027974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gluski Andres CENTRAL INDEX KEY: 0001348876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 121124717 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-30 0000874761 AES CORP AES 0001348876 Gluski Andres 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 President and CEO Common Stock 2012-09-30 4 F 0 17444 10.97 D 356819 D Common Stock 15492 I By 401(k) Plan On September 30, 2011, the Board of Directors granted 115,266 restricted stock units ("RSUs") and 99,734 stock options to Mr. Gluski in connection with his promotion to President and Chief Executive Officer. In accordance with the terms of these awards, one-third of the RSUs and one-third of the stock options vested on the one year anniversary of each of the grants. This Form 4 is being filed to reflect the tax withholding, consistent with AES administrative practice, in connection with settlement of one-third previously reported September 30, 2011 RSU award. Between May 9, 2012 and September 28, 2012, the reporting person acquired 145 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated October 1, 2012. /s/ Andres Ricardo Gluski 2012-10-02