0001127602-12-025910.txt : 20120906 0001127602-12-025910.hdr.sgml : 20120906 20120906174011 ACCESSION NUMBER: 0001127602-12-025910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120904 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Flynn Thomas M. CENTRAL INDEX KEY: 0001538176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 121077781 MAIL ADDRESS: STREET 1: C/O BRIGHTSOURCE ENERGY, INC. STREET 2: 1999 HARRISON STREET, SUITE 2150 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-04 0000874761 AES CORP AES 0001538176 O'Flynn Thomas M. 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 EVP and CFO Common Stock 2012-09-04 4 A 0 44287 A 44287 D Stock Option (Right to Buy) 11.29 2012-09-04 4 A 0 162338 0 A 2022-09-04 Common Stock 162338 162338 D This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on September 4, 2013 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on September 4, 2013, and the next two installments become exercisable on September 4, 2014 and September 4, 2015, respectively. Thomas M. O'Flynn 2012-09-06