0001127602-12-021821.txt : 20120705
0001127602-12-021821.hdr.sgml : 20120704
20120705172954
ACCESSION NUMBER: 0001127602-12-021821
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120629
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HACKENSON ELIZABETH
CENTRAL INDEX KEY: 0001286143
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 12948974
MAIL ADDRESS:
STREET 1: C/O MCI
STREET 2: 22001 LOUDOUN COUNTY PARKWAY
CITY: AXBURN
STATE: VA
ZIP: 20147
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2012-06-29
0
0000874761
AES CORP
AES
0001286143
HACKENSON ELIZABETH
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
Sr. VP and CIO
Common Stock
26828
D
Common Stock
5565
I
401(k)
Stock Option (Right to Buy)
6.71
2019-02-20
Common Stock
43605
D
Stock Option (Right to Buy)
12.18
2020-02-19
Common Stock
23257
D
Stock Option (Right to Buy)
12.88
2021-02-18
Common Stock
28108
D
Stock Option (Right to Buy)
13.70
2022-02-17
Common Stock
32013
D
Units
Common Stock
2626
D
This amount represents two separate restricted stock unit awards ("RSUs") which were granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. Vesting for these RSUs occurs in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. Included are awards granted on February 18, 2011 (5,577 shares) and February 17, 2012 (8,085 shares). Also included are vested units (11,393) and shares held outright (1,773).
As of July 3, 2012.
These stock options are fully exercisable.
These stock options vest in three equal annual installments. The first installment became exercisable on February 19, 2011, the next installment became exercisable on February 19, 2012, and the final installment will become exercisable on February 19, 2013.
These stock options vest in three equal annual installments. The first installment became exercisable on February 18, 2012, and the next two installments will become exercisable on February 18, 2013 and February 18, 2014, respectively.
These stock options vest in three equal annual installments. The installments will become exercisable on February 17, 2013, February 17, 2014 and February 17, 2015, respectively.
These units are awarded pursuant to the Restoration Retirement Plan (the "Plan"). Generally, units under the Plan are paid out following termination of employment or later as per the terms of the Plan document. Each unit is equal to the value of one share of AES Common Stock, and units under the Plan are 100% vested upon award.
Elizabeth Hackenson
2012-07-05