0001127602-12-000768.txt : 20120104
0001127602-12-000768.hdr.sgml : 20120104
20120104173422
ACCESSION NUMBER: 0001127602-12-000768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harker Victoria D
CENTRAL INDEX KEY: 0001350579
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12291
FILM NUMBER: 12507633
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AES CORP
CENTRAL INDEX KEY: 0000874761
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 541163725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
BUSINESS PHONE: 7035221315
MAIL ADDRESS:
STREET 1: 4300 WILSON BOULEVARD
CITY: ARLINGTON
STATE: VA
ZIP: 22203
FORMER COMPANY:
FORMER CONFORMED NAME: AES CORPORATION
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-30
0000874761
AES CORP
AES
0001350579
Harker Victoria D
4300 WILSON BOULEVARD
ARLINGTON
VA
22203
1
CFO & Pres Global Business Svs
Common Stock
2011-12-30
4
M
0
22442
A
45840
D
Common Stock
2011-12-30
4
F
0
6901
11.84
D
38939
D
Common Stock
13083
I
By 401(k) Plan
Restricted Stock Units
2011-12-30
4
M
0
22442
D
Common Stock
22442
0
D
Each restricted stock unit was the economic equivalent of one share of AES Common Stock.
Exercisable Date was 12/30/2011 and Expiration Date was 12/30/2011.
Previously included in Column 5 of Table 1. Therefore, the amount of securities beneficially owned following the stock settlement of the restricted stock unit award did not increase.
Between February 18, 2011 and December 30, 2011, the reporting person acquired 801 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information was based on a plan statement dated December 30, 2011.
/s/Victoria D. Harker
2012-01-04