0001127602-12-000768.txt : 20120104 0001127602-12-000768.hdr.sgml : 20120104 20120104173422 ACCESSION NUMBER: 0001127602-12-000768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111230 FILED AS OF DATE: 20120104 DATE AS OF CHANGE: 20120104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harker Victoria D CENTRAL INDEX KEY: 0001350579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 12507633 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-30 0000874761 AES CORP AES 0001350579 Harker Victoria D 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 CFO & Pres Global Business Svs Common Stock 2011-12-30 4 M 0 22442 A 45840 D Common Stock 2011-12-30 4 F 0 6901 11.84 D 38939 D Common Stock 13083 I By 401(k) Plan Restricted Stock Units 2011-12-30 4 M 0 22442 D Common Stock 22442 0 D Each restricted stock unit was the economic equivalent of one share of AES Common Stock. Exercisable Date was 12/30/2011 and Expiration Date was 12/30/2011. Previously included in Column 5 of Table 1. Therefore, the amount of securities beneficially owned following the stock settlement of the restricted stock unit award did not increase. Between February 18, 2011 and December 30, 2011, the reporting person acquired 801 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information was based on a plan statement dated December 30, 2011. /s/Victoria D. Harker 2012-01-04