0001127602-11-027287.txt : 20111014 0001127602-11-027287.hdr.sgml : 20111014 20111014172527 ACCESSION NUMBER: 0001127602-11-027287 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111007 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walkup Gardner CENTRAL INDEX KEY: 0001532481 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 111142520 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 3 1 form3.xml PRIMARY DOCUMENT X0204 3 2011-10-07 0 0000874761 AES CORP AES 0001532481 Walkup Gardner 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Vice President, Strategy Common Stock 18973 D Common Stock 1522 I by 401(k) Stock Option (Right to Buy) 11.56 2020-04-19 Common Stock 17500 D This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 18, 2012 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted. This option award vests in three equal annual installments. The first installment became exercisable on April 19, 2011, and the second and third installments become exercisable on April 19, 2012 and April 19, 2013, respectively. Gardner Walkup 2011-10-14