0001127602-11-017170.txt : 20110520 0001127602-11-017170.hdr.sgml : 20110520 20110520172508 ACCESSION NUMBER: 0001127602-11-017170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110518 FILED AS OF DATE: 20110520 DATE AS OF CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANRAHAN PAUL T CENTRAL INDEX KEY: 0001237644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 11862590 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-18 0000874761 AES CORP AES 0001237644 HANRAHAN PAUL T 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 President and CEO Common Stock 2011-05-18 4 M 0 28100 2.83 A 293181 D Common Stock 2011-05-18 4 S 0 19400 12.53 D 273781 D Common Stock 2011-05-19 4 M 0 28100 2.83 A 301881 D Common Stock 2011-05-19 4 S 0 19400 12.81 D 282481 D Common Stock 56024 I By 401(k) Plan Common Stock 110 I By Spouse Common Stock 82068 I By the Hanrahan 2010 Grantor Retained Annuity Trust Number One Stock Option (Right to Buy) 2.83 2011-05-18 4 M 0 28100 0 D 2013-02-12 Common Stock 28100 503148 D Stock Option (Right to Buy) 2.83 2011-05-19 4 M 0 28100 0 D 2013-02-12 Common Stock 28100 475048 D The option exercises and reported sales were made pursuant to a 10b5-1 trading plan entered into on March 7, 2011. Between March 31, 2011 and May 18, 2011, the reporting person acquired an additional 279 shares of AES Common stock at an average price of $12.90 pursuant to The AES Retirement Savings Plan. This information is based upon a plan statement dated May 18, 2011. This option vested in two equal installments on February 12, 2004 and 2005. /s/ Paul Hanrahan 2011-05-20