-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WpOz8Z9T1CA9KdxjonB7SgJUejdE+NaCxYbWRmoeP3todiAo96oM3aBqmU4g/3Ty yfHOr3hirk/NEmKvo34IAQ== 0001127602-10-028826.txt : 20101124 0001127602-10-028826.hdr.sgml : 20101124 20101124101409 ACCESSION NUMBER: 0001127602-10-028826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101122 FILED AS OF DATE: 20101124 DATE AS OF CHANGE: 20101124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodruff Mark CENTRAL INDEX KEY: 0001394436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 101213621 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-11-22 0000874761 AES CORP AES 0001394436 Woodruff Mark 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Executive Vice President Common Stock 2010-11-22 4 M 0 54901 2.83 A 67125 D Common Stock 2010-11-22 4 S 0 54901 11.06 D 12224 D Common Stock 45381 I By 401(k) Plan Stock Option (Right to Buy) 2.83 2010-11-22 4 M 0 54901 0 D 2013-02-12 Common Stock 54901 0 D Represents the weighted average sales price of multiple sales transactions ranging in price from $11.03 to $11.08. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission Staff, the Company or a security holder of the Company. Since Mr. Woodruff's last filing on 2/23/2010, he acquired 937 shares of AES Common Stock at an average stock price of $10.99 pursuant to The AES Retirement Savings Plan. This option vested in three equal installments beginning on 2/12/2004. /s/Mark Woodruff 2010-11-24 -----END PRIVACY-ENHANCED MESSAGE-----