-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFT4GPdqR4NcQQJf8bneZd+YEZ0tcnYp4e8RrqrCt/UpUIRQScwLKTH7iQ+3oeEP eYKWAAqlfAkaQY43IG7VxA== 0001127602-10-028092.txt : 20101116 0001127602-10-028092.hdr.sgml : 20101116 20101116194356 ACCESSION NUMBER: 0001127602-10-028092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101115 FILED AS OF DATE: 20101116 DATE AS OF CHANGE: 20101116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harker Victoria D CENTRAL INDEX KEY: 0001350579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 101197929 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-11-15 0000874761 AES CORP AES 0001350579 Harker Victoria D 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Executive VP & CFO Common Stock 2010-11-15 4 M 0 41528 6.71 A 41528 D Common Stock 2010-11-15 4 S 0 9060 11.61 D 32468 D Common Stock 2010-11-15 4 S 0 16770 11.60 D 15698 D Common Stock 2010-11-15 4 S 0 14200 11.59 D 1498 D Common Stock 2010-11-15 4 S 0 1498 11.58 D 0 D Common Stock 10596 I By 401(k) Plan Stock Option (Right to Buy) 6.71 2010-11-15 4 M 0 41528 0 D 2019-02-20 Common Stock 41528 83057 D The option exercise and reported sales were made pursuant to a 10b5-1 trading plan entered into on 11/9/2010. Since Ms. Harker's last filing submitted on 02/23/2010, she acquired 925 shares of AES Common stock at an average price of $10.98 pursuant to The AES Retirement Savings Plan. This report is based upon a plan statement dated 11/12/2010. The option vests in three equal installments beginning on 2/20/2010. /s/Victoria D. Harker 2010-11-16 -----END PRIVACY-ENHANCED MESSAGE-----