-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/AoGB/Kk8jrJETOPzGETFvZMPqVU9+AYhRxD0CC9c/MAxqwaGjaNTrIKG/pxDiw CK8auwtgQVIMNoYTey/2iQ== 0001127602-10-005997.txt : 20100223 0001127602-10-005997.hdr.sgml : 20100223 20100223192014 ACCESSION NUMBER: 0001127602-10-005997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100219 FILED AS OF DATE: 20100223 DATE AS OF CHANGE: 20100223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOOD MARY E CENTRAL INDEX KEY: 0001117295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 10627905 MAIL ADDRESS: STREET 1: ANC RENTAL CORP STREET 2: 200 S ANDREWS AVE PLAZA 11TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-19 0000874761 AES CORP AES 0001117295 WOOD MARY E 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 VP & Controller Common Stock 2010-02-19 2010-02-19 4 A 0 3016 12.18 A 5939 I By 401(k) Plan Stock Option (Right to Buy) 12.18 2010-02-19 4 A 0 16126 0 A 2020-02-19 Common Stock 16126 16126 D Units 2010-02-19 2010-02-19 4 A 0 491 12.18 A Common Stock 491 1490 D This 8% (of base salary) discretionary retirement savings award was granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 19, 2010 subject to applicable IRS contribution limits. The closing stock price on February 19, 2010 was used to determine the number of shares awarded. Between February 24, 2009 and February 18, 2010, the reporting person acquired 1407 shares of AES Common stock under the Plan. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 19, 2011, and the next two installments become exercisable on February 19, 2012 and February 19, 2013, respectively. These units are awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under this plan shall be paid out following termination of employment or later as per the terms of the plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common stock and units under the Restoration Plan are 100% vested upon award. /s/ Mary E. Wood 2010-02-23 -----END PRIVACY-ENHANCED MESSAGE-----