-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aa4JSLM8bkY/9Dlqp1MXnOhnHSfVjnEkOaUBhgAGwtzqWVjAv3LnGzvrvfH65w5x j9r491zCmYRdZpRJvQoGPQ== 0001127602-10-000631.txt : 20100105 0001127602-10-000631.hdr.sgml : 20100105 20100105173955 ACCESSION NUMBER: 0001127602-10-000631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santoroski Richard CENTRAL INDEX KEY: 0001428362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 10508607 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-31 0000874761 AES CORP AES 0001428362 Santoroski Richard 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Vice President Common Stock 2009-12-31 4 M 0 5205 A 10930 D Common Stock 2009-12-31 4 F 0 1682 13.31 D 9248 D Common Stock 20112 I By 401(k) Plan Restricted Stock Units 2009-12-31 4 M 0 5205 D 2009-12-31 2009-12-31 Common Stock 5205 0 D Units 2009-12-31 4 A 0 36 13.31 A Common Stock 36 4919 D Each restricted stock unit represented a contingent right to recieve one share of AES Common Stock. These units were awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the value of which is determined based on the Company's closing stock price on the last business day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's December 2009 deferral. /s/ Richard Santoroski 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----