-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUv0gR/xiuT4NAh5hKBJKQoLO0SOvnMc8FtTep9vHyIi9XEUYPUwl1h91q6DE0YU 8ySYrxoXzc9a57tWNBRoDQ== 0001127602-09-024117.txt : 20091202 0001127602-09-024117.hdr.sgml : 20091202 20091202192827 ACCESSION NUMBER: 0001127602-09-024117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall, III Edward C CENTRAL INDEX KEY: 0001427724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 091218702 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-11-30 0000874761 AES CORP AES 0001427724 Hall, III Edward C 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Executive Vice President Common Stock 4825 D Common Stock 57238 I By 401(k) Plan Common Stock 9490 I By Joint Ownership Common Stock 880 I By Sons Units 2009-11-30 4 A 0 144 12.74 A Common Stock 144 14970 D Based upon the the latest plan statement dated 11/30/2009, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Retirement Savings Plan. These shares are awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company's closing stock price on the last business day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's November 2009 deferral. /s/Edward C. Hall, III 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----