-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQSPCJMM38Zyi5HA+XnWV5VEcn+zQ7ZB8zgGq+B0pV3rKYm3SdFBIbk7QKxLcMOE GboDo9IfWoq6wmtk3eYD7w== 0001127602-09-009833.txt : 20090427 0001127602-09-009833.hdr.sgml : 20090427 20090427180708 ACCESSION NUMBER: 0001127602-09-009833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090423 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ODEEN PHILIP A CENTRAL INDEX KEY: 0001134555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 09773591 MAIL ADDRESS: STREET 1: N/A CITY: N/A STATE: OH ZIP: 45202 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-04-23 0000874761 AES CORP AES 0001134555 ODEEN PHILIP A C/O THE AES CORPORATION 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Common Stock 23000 I By Joint Ownership Units 2009-04-23 4 A 0 29154 6.69 A Common Stock 29154 71401 D Stock Option (Right to Buy) 6.69 2009-04-23 4 A 0 26442 6.69 A 2010-04-23 2019-04-23 Common Stock 26442 26442 D Pursuant to the Amended and Restated Deferred Compensation Plan for Directors of The AES Corporation ("AES"), Non-Employee Directors may elect to defer receipt of annual cash compensation, in addition to the mandatory first 34% of the Annual Retainer, otherwise payable to such Director in the form of stock units, and may also elect to receive his/her Deferred Incentive Compensation Grant in the form of stock units and/or an option grant valued at $165,000, in the aggregate, on the grant date. The number of stock units awarded to a Non-Employee Director is determined by dividing the cash compensation and dollar value of the equity compensation to be awarded in stock units by the closing market price of the Company's Common stock on the grant date. A Non-Employee Director is not eligible to receive a distribution of shares from settlement of his/her stock units until after termination of Board service in accordance with his/her respective Distribution Election Notification. Each stock unit is the economic equivalent of one share of AES Common stock. This stock option award was granted pursuant to The AES Corporation 2001 Plan for Outside Directors (as Amended and Restated). Mr. Odeen elected to take 50% of his Deferred Incentive Compensation Grant in the form of a stock option grant. This award will vest in three equal annual installments such that one third will vest on 04/23/2010, one third will vest on 04/23/2011 and the remaining third will vest on 04/23/2012. Philip A. Odeen 2009-04-27 -----END PRIVACY-ENHANCED MESSAGE-----