-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, InaiWw/02YtS6G6smW45xG7xTytxIdii7EdbJrTjQEfnfzarGTmn52wCnDd16DMx u8xt6byGq4TjYKIyJKKjMw== 0001127602-09-005696.txt : 20090303 0001127602-09-005696.hdr.sgml : 20090303 20090303205507 ACCESSION NUMBER: 0001127602-09-005696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall, III Edward C CENTRAL INDEX KEY: 0001427724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 09653655 BUSINESS ADDRESS: BUSINESS PHONE: 703-682-6416 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-01-31 0000874761 AES CORP AES 0001427724 Hall, III Edward C 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 Executive Vice President Common Stock 4825 D Common Stock 55976 I By 401(k) Plan Common Stock 9490 I By Joint Ownership Common Stock 880 I By Sons Units 2009-01-31 4 A 0 211 7.91 A Common Stock 211 9652 D Units 2009-02-28 4 A 0 265 6.30 A Common Stock 265 9917 D Based upon the the latest plan statement dated 02/27/2009, Mr. Hall does not report any change in ownership for shares he holds in The AES Retirement Savings Plan. These shares are awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company's closing stock price on the last day of each month. The Plan allows for distribution upon a date(s)specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's February 2009 deferral. These shares are awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company's closing stock price on the last day of each month. The Plan allows for distribution upon a date(s)specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's February 2009 deferral. /s/Edward C. Hall, III 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----