-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M5EVEMWaGdxrKMkhqYZYB6Y3GZpL+Juyhudoboc/ri7EPgaTs+J0WgUhJM3BoYwb OfC/zi51e8r/6A64ZbaCZA== 0001127602-09-004731.txt : 20090224 0001127602-09-004731.hdr.sgml : 20090224 20090224174735 ACCESSION NUMBER: 0001127602-09-004731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090224 DATE AS OF CHANGE: 20090224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOOD MARY E CENTRAL INDEX KEY: 0001117295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 09631717 BUSINESS ADDRESS: STREET 1: ANC RENTAL CORP STREET 2: 200S ANDREWS AVE PLAZA 11TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9543204000 MAIL ADDRESS: STREET 1: ANC RENTAL CORP STREET 2: 200 S ANDREWS AVE PLAZA 11TH FL CITY: FT LAUDERDALE STATE: FL ZIP: 33301 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-02-02 0000874761 AES CORP AES 0001117295 WOOD MARY E 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 VP & Controller Common Stock 2009-02-02 4 I 0 1598 7.88 D 181 I By 401(k) Plan Common Stock 2009-02-20 4 A 0 2742 6.71 A 2923 I By 401(k) Plan Stock Option (Right to Buy) 6.71 2009-02-20 4 A 0 30087 A 2010-02-20 2019-02-20 Common Stock 30087 30087 D Restricted Stock Units 2009-02-20 4 A 0 13497 6.71 A Common Stock 13497 19757 D Units 2009-02-20 4 A 0 999 A Common Stock 999 999 D Routine rebalance of investment portfolio. This 8% (of base salary) discretionary retirement saving award was granted pursuant to The AES Retirement Savings Plan (the "Plan") as determined by The AES Corporation Board of Directors on February 20, 2009 subject to applicable IRS contribution limits. The closing stock price on February 20, 2009 was used to determine the number of shares awarded. This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on February 20, 2010 and the next two installments become exercisble on February 20, 2011 and February 20, 2012, respectively. This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal installments beginning on February 20, 2010, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to between 0 and 1.5 shares, based on performance, of AES Common Stock or the cash equivalent, such delivery form decision is at the discretion of The AES Corporation Compensation Committee of the Board of Directors on January 1, 2014 or as soon as administratively practicable thereafter. These units are awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under this plan shall be paid out following termination of employment or later as per the terms of the plan document. Each unit is equal to one share of AES Common stock and units under the Restoration Plan are 100% vested upon award. /s/ Mary E. Wood 2009-02-24 -----END PRIVACY-ENHANCED MESSAGE-----