-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQ92hRRFiw4Hv5w8oK590XhXWtANQWdELYn8asXnckyg3UQZEkyfzPsUlXiNtqG3 YYhxbwGYnGJWbAdiZkm+3Q== 0001104659-08-033397.txt : 20080515 0001104659-08-033397.hdr.sgml : 20080515 20080515084000 ACCESSION NUMBER: 0001104659-08-033397 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080515 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 08834119 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 8-K 1 a08-14513_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 15, 2008

 

THE AES CORPORATION
(Exact name of Registrant as specified in its charter)

 

Delaware

 

001-12291

 

54-1163725

(State or other jurisdiction
of incorporation)

 

Commission File Number

 

(IRS Employer

Identification No.)

 

4300 Wilson Boulevard, Suite 1100
Arlington, Virginia

 

22203

(Address of principal executive offices)

 

(Zip code)

 

 

 

(703) 522-1315

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

 

Item 8.01               Other Events.

 

On May 15, 2008, The AES Corporation issued a press release announcing the pricing of, and increase in the offering amount for, its previously announced private placement offering of senior notes.  The private placement of senior unsecured notes consisted of $625 million principal amount of 8.0% senior notes due 2020.

 

The press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference in this Item 8.01 of this report on Form 8-K.

 

Item 9.01               Financial Statements and Exhibits.

 

(d)   Exhibits

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated May 15, 2008

 

 

2



 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  May 15, 2008

 

 

 

THE AES CORPORATION

 

 

 

 

 

 

 

 

 

By:

/s/ VICTORIA D. HARKER

 

 

Name:

Victoria D. Harker

 

 

Title:

Chief Financial Officer

 

 

3


EX-99.1 2 a08-14513_1ex99d1.htm EX-99.1

 

Exhibit 99.1

 

Press Release

 

Media Contact Robin Pence 703-682-6552

Investor Contact Ahmed Pasha 703-682-6451

 

AES Prices Senior Unsecured Notes Offering

 

Arlington, VA, May 15, 2008 — The AES Corporation (NYSE: AES) today said that it has priced its previously announced private placement of senior unsecured notes, consisting of $625 million principal amount of 8.0% senior notes due 2020.

 

AES intends to use the net proceeds from the sale of the notes to purchase any senior notes tendered and to pay for consents delivered in the tender offer and consent solicitation that AES is undertaking concurrently with the offering of notes, as well as the fees and expenses incurred in connection therewith. In addition, up to $213 million of proceeds may be used for general corporate purposes to replenish funds which will be used to pay at maturity on May 15, 2008 AES’s outstanding 6.0% Junior Subordinated Convertible Debentures due 2008, which are held by the AES Trust VII which in turn will use such proceeds to pay at maturity the Trust Convertible Preferred Securities. To the extent any of the net proceeds from the sale of the notes are not used for such purposes, AES intends to use any remaining net proceeds to repay other debt.

 

The senior notes will not be registered under the Securities Act of 1933, or any state securities laws.  Therefore, the senior notes may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act of 1933 and any applicable securities laws.  This announcement is neither an offer to sell nor a solicitation of an offer to buy the senior notes.

 

Safe Harbor Disclosure

 

This news release contains forward-looking statements within the meaning of the Securities Act of 1933 and of the Securities Exchange Act of 1934. Such forward-looking statements include, but are not limited to, those related to future earnings, growth and financial and operating performance.  Forward-looking statements are not intended to be a guarantee of future results, but instead constitute AES’s current expectations based on reasonable assumptions. Forecasted financial information is based on certain material assumptions.  These assumptions include, but are not limited to, continued normal levels of operating performance and electricity volume at our distribution companies and operational performance at our generation businesses consistent with historical levels, as well as achievements of planned productivity improvements and incremental growth investments at normalized investment levels and rates of return consistent with prior experience.

 

Actual results could differ materially from those projected in our forward-looking statements due to risks, uncertainties and other factors. Important factors that could affect actual results are discussed in AES’s filings with the Securities and Exchange Commission, including, but not limited to, the risks discussed under Item 1A “Risk Factors” in AES’s 2007 Annual Report on Form 10-K. Readers are encouraged to read AES’s filings to learn more about the risk factors associated with AES’s business. AES undertakes no obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

 

# # #

 

 


GRAPHIC 3 g145131kmi001.jpg GRAPHIC begin 644 g145131kmi001.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``H'!P@'!@H("`@+"@H+#A@0#@T- M#AT5%A$8(Q\E)"(?(B$F*S7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#V:HYIXK>) MI9G"(O4FG,RHI9CA5&23VKC-5U)]1N"T7DUPTQ0'.P;<8_P#0?QKU,K52I5Y) MW<695IRITW-/8]*5E=`Z,&5AD$'((IU>8>`/%+V=TFCWDF;:8XA9C_JV]/H? MYUZ?7JUJ3I2Y6:8>O&O#F04445B=`4444`%%%%`!1110`4444`%%%%`!1110 M!D^([DPZ;Y:G!F;;^'4UYYJNM"T8P0`-*/O$]%_^O79^-IS;6$`?Y_A7DUX.KB+/H9M78[2_"FN>(E%S-(8+ M=N1)-GYA_LK73V7PUTJ'!NYY[EO0'8OY#G]:[`````8`[5E^)M8_L'P[>:D% M#/#'\BGH6/"_J17?3PT%I:Y322NS'U35/#W@F(Q6=G%]L9?EBC'S?5FZ@5YI MJVKWFM7[7E[)N=N%4?=0>@'I526>:ZE:XN)6EFE.YW8\L33:^BP^'A16FY\U MBL5.L[;+L*K%6#*2"#D$=C7N?A_4?[5T&SO3]Z6,;_\`>'!_4&O"F8*I9C@` M9->M_#5WD\$6CM_$\A'TWFL<^O:3'J8TQ]1MUO20H@+C M?DC(&*LWMW%864]Y.VV*"-I'/L!FOG&ZU2]NM9EUW++,USYH?LK9R!^GZ5Y] M.GSW/6K5?9V/I6JE_JNGZ6$-_>P6HDR$,KA=V.N,TS1=3BUG1K748<;;B,/C MT/VD?[\O\`):F$>:7*RZD^6',CN/\`A+/#O_0;L?\`O^O^ M-6;'6M+U.5HK#4+>Y=!N98I`Q`]>*\O\-?"VRUWP]::G)J<\3W"%BBQJ0.2/ MZ5W/A'P59^$1I$)5)6NM#=O+ZTT^$S7MU M%;QC^.5PH_6L^W\7>';J410ZU9,YX`\X#/YUX[>S7?COQZ+2YN_)CEG:*+=R ML2#/`'JA%+6;X=TZ;2/#UCIUPZO+;1"-F0G!(],UI5B]SH6P4444AA1110!SWCBS M:[\,W#(,M"-^!Z#K6)\+V3R-17^/>A_#!KNG19$9'4,K`@@]Q7GUK;2>!O%@ M:7/]EWO[M9>RY.0#[@_I7-./+453H2][GH=8OB[1Y-=\+WNGPD>=(F8\G`+` M@@?CC%;(((!!R#T-+74G9W&U=69\V)WWX85# M_P"\>6_4FO,_ACX+DO;R/7]0B*VL)W6R,/\`6O\`WOH/U/TKV"N3$U.9V._! MT53CF,4TE&*5[=26W.Z,#0_B%XBT?1K;3[/3(98(%(1VAD)(R3U!QWKT;P)XDU M/Q)874^IVJ6[Q2A$"(RY&,]S1\/[JW3P-I:O/&K"-L@N`1\QKI8[B&4[8YD< MCG"L#6522=U8WI1DDFY'C?CCP)J6D:K-K&DQR2VCR&;,.=]NV./`\Q(]CCGWJXRY_#,2YV+L)+E;1U0ES13" MBBBI*"BBB@`J"[L[>_MGMKJ%9H7&&1AD&IZ*`,O3M.N])VVT,_VFR'"),?WD M(]`W\0^O/O6I1122MH@&N6",576RGCM9%BG>,K&[#( M5B.#BIZ:[K&C.YPJC)/H*DHXGP7\.V\,:M+J-U>I=R&,I'M0KM)/)Y/^>:[B ML'_A+]-)M'$@6WN!(6DDRNT+@=.^[2UFB0QR%D+;QG(Z>G/YU7USX?ZAK?A_2 M-.FU6(3:2:,7L6Z`,9,G&T`X)YZX-)'KNERQ- M(E[%M16=B3C:%QDG/3J/SIIU%;3835)MZ[^9YI_PI>]_Z#4'_?D_XUT/@WX> M3^&-0N;F;44G6>W,.(D*,N2#G.?:NKFUO3+=RDM[&K!MI&?3@CGWIPU MC3B;@?:X_P#1?]<<\)]33PH9CZ#&?TJN:K8GEH7+UA8VVF6,-E M9Q"*"%=J(.PJQ66_B"Q*1R03Q21ERLC,^SRP%+$X(YXQ^!S3_P#A(-)^SM<" M^B,:OL)&3\V,X`ZGCFLN278W52',9R!UZ5 M5'B.Q6:X\Z5([>(HLYM44 M45!H%%%%`!1110`4R9#+"\8I&`:DL=`CTJZGO$VSD&22)?+.\%CDC.<'TZ"MRBM'5F]+F*HTT[I'*V MGA:XN=+MQ?W>V9(LQHL0Q$[,';=S\QR,=JLS>$TNY1-=W1ED=W>?";5DRH`7 M&>`-JGWQ70T4W6G>]Q+#T[6LE M73H(_L;[`EQB3S_/\TH#E]^_E>XSQ6O12=6;W8U0IK9&#IVD7$&N/<3$NJ*S M&4@`2ROC)`[`*H%12>$_M,<\5U?%T=Y70)&%VO)G+'GYL`X'3BNCHH]K*]T' ML(6LTK'^%=OXU6UG1KN*YDET\S/=7'F!66)2 MB!@JXR3\N`O7TS7644U6FG=DO#TVK+0Y;6]*NC]GMM.68/\`9/LFX1@QA"0" M=Q/RG`]#5@>&)8IGEM]0$;,T@!,(;:CA00.>HVC!_2NAHH]K*UA^PA=MG.Q^ M$_+WQ+?LD&\21*D8#JRH$3+9Y"XR!QS18^%7L[Z*\-\))%;Y 0/XFNBHH]K/N/V%.]['__V3\_ ` end
-----END PRIVACY-ENHANCED MESSAGE-----