-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGsW/nOO4eG6TZNIiZjn2Stc43Q+C5lvjIZFFeICYcImOLQge96vW1MLlC5NyUg4 EGxbqB0y5sRihW74lU6NWg== 0001104659-07-001039.txt : 20070105 0001104659-07-001039.hdr.sgml : 20070105 20070105174709 ACCESSION NUMBER: 0001104659-07-001039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANRAHAN PAUL T CENTRAL INDEX KEY: 0001237644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12291 FILM NUMBER: 07515362 BUSINESS ADDRESS: STREET 1: AES CORP STREET 2: 1001 N 19TH ST CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORP CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 BUSINESS PHONE: 7035221315 MAIL ADDRESS: STREET 1: 4300 WILSON BOULEVARD CITY: ARLINGTON STATE: VA ZIP: 22203 FORMER COMPANY: FORMER CONFORMED NAME: AES CORPORATION DATE OF NAME CHANGE: 19930328 4 1 a4.xml 4 X0202 4 2007-01-03 0 0000874761 AES CORP AES 0001237644 HANRAHAN PAUL T 4300 WILSON BOULEVARD ARLINGTON VA 22203 1 1 0 0 President and CEO Common Stock 2007-01-03 4 M 0 25000 19.50 A 50817 D Common Stock 2007-01-03 4 M 0 274600 2.20 A 325417 D Common Stock 2007-01-03 4 S 0 600 22.03 D 324817 D Common Stock 2007-01-03 4 S 0 895 22.04 D 323922 D Common Stock 2007-01-03 4 S 0 6700 22.05 D 317222 D Common Stock 2007-01-03 4 S 0 1900 22.06 D 315322 D Common Stock 2007-01-03 4 S 0 29800 22.07 D 285522 D Common Stock 2007-01-03 4 S 0 1600 22.08 D 283922 D Common Stock 2007-01-03 4 S 0 800 22.09 D 283122 D Common Stock 2007-01-03 4 S 0 4700 22.10 D 278422 D Common Stock 2007-01-03 4 S 0 5900 22.11 D 272522 D Common Stock 2007-01-03 4 S 0 13600 22.12 D 258922 D Common Stock 2007-01-03 4 S 0 19600 22.13 D 239322 D Common Stock 2007-01-03 4 S 0 26505 22.14 D 212817 D Common Stock 2007-01-03 4 S 0 4900 22.15 D 207917 D Common Stock 2007-01-03 4 S 0 13700 22.16 D 194217 D Common Stock 2007-01-03 4 S 0 5400 22.17 D 188817 D Common Stock 2007-01-03 4 S 0 20000 22.18 D 168817 D Common Stock 2007-01-03 4 S 0 13100 22.19 D 155717 D Common Stock 2007-01-03 4 S 0 19200 22.20 D 136517 D Common Stock 2007-01-03 4 S 0 5900 22.21 D 130617 D Common Stock 2007-01-03 4 S 0 24400 22.22 D 106217 D Common Stock 2007-01-03 4 S 0 11000 22.23 D 95217 D Common Stock 2007-01-03 4 S 0 28900 22.24 D 66317 D Common Stock 2007-01-03 4 S 0 11300 22.25 D 55017 D Common Stock 2007-01-03 4 S 0 1200 22.26 D 53817 D Common Stock 2007-01-03 4 S 0 4000 22.28 D 49817 D Common Stock 2007-01-03 4 S 0 11100 22.29 D 38717 D Common Stock 2007-01-03 4 S 0 9900 22.30 D 28817 D Common Stock (see footnotes 4 & 5 for last 2 rows of table) 2007-01-03 4 S 0 3000 22.31 D 25817 D Stock Option Grant (right to buy) 19.50 2007-01-03 4 M 0 25000 0 D Common Stock 25000 0 D Stock Option Grant (right to buy) 2.20 2007-01-03 4 M 0 274600 0 D Common Stock 274600 0 D This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Act of 1934. Mr. Hanrahan's sales plan was adopted on December 7, 2006. This ten year stock option grant was awarded on 12/03/1997 and vested in two equal annual installments such that one half vested on 12/03/1998 and the remaining half vested on 12/03/1999. This ten year stock option grant was awarded on 07/29/2002 and vested in two equal annual installments such that one half vested on 07/29/2003 and the remaining half vested on 07/29/2004. Since Mr. Hanrahan's last Form 4 filing on 05/18/2006, he acquired 337 shares of AES Common stock at an average price of $21.54 pursuant to The AES Retirement Savings Plan (the "Plan"). This report is based upon a Plan statement dated 12/29/2006. As of 12/29/2006, Mr. Hanrahan's aggregate AES Common stock holding under the Plan is now 43,067 shares, which he holds indirectly. 110 shares of AES Common stock are beneficially owned by Mr. Hanrahan's spouse. Mr. Hanrahan has indirect beneficial ownership of these securities through his spouse. /s/ Paul T. Hanrahan 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----