-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/58KL/YtOxLG2eQ83TISt4NDJrg9UCJE90QpDTBaUPYqwiS2WxsdeVL3bUx/RgI DwMhVJoHubvfR4ETSFYOcA== 0001047469-03-038866.txt : 20031201 0001047469-03-038866.hdr.sgml : 20031201 20031201171104 ACCESSION NUMBER: 0001047469-03-038866 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: 1935 Act SEC FILE NUMBER: 073-00010 FILM NUMBER: 031030581 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 U-57 1 a2123939zu-57.htm U-57
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File No.                     


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended

AES Barka SAOC
(Name of foreign utility company)

THE AES CORPORATION
1001 N. 19th Street
Suite 2000
Arlington, Virginia 22209
(Name of filing company, if filed on behalf of foreign utility company)

The Commission is requested to mail copies of all correspondence relating to this Notification to:

      Ashley A. Meise
      The AES Corporation
      1001 N. 19th Street
      Suite 2000
      Arlington, Virginia 22209

      Andrew B. Young
      Hugh E. Hilliard
      Dewey Ballantine LLP
      1775 Pennsylvania Avenue, N.W.
      Washington, D.C. 20006


ITEM 1

        Foreign utility status is claimed by AES Barka SAOC ("AES Barka"), a closed joint stock company organized under the laws of Oman, with its business address at P.O. Box 572, Barka, Postal Code 320, in the Sultanate of Oman.

        AES Barka owns and operates a natural gas-fired, combined cycle power generation and desalination facility located in Barka, Oman, which is capable of supplying approximately 427 MW of electric energy and 20 million gallons per day of water.

        The AES Corporation ("AES") indirectly owns approximately 85% of the voting interests in AES Barka. The remaining 15% of the voting interests is owned by Multitech LLP ("Multitech").

        AES, a Delaware corporation, is a public utility holding company exempt from registration under section 3(a)(5) of the Public Utility Holding Company Act of 1935 (the "Act"). The AES Corp., Holding Company Act Release No. 27363 (Mar. 23, 2001). Multitech is organized under the laws of Oman.

ITEM 2

        AES Barka has one domestic associate public utility company, Indianapolis Power and Light Company ("IPL"). IPL is wholly owned by IPALCO Enterprises Inc., which, in turn, is a wholly-owned subsidiary of AES. IPL has not made any investment in, nor has any contractual relationship with, AES Barka, nor are any such investments or contractual relationships contemplated.

EXHIBIT A

        By letter dated September 28, 2000, the Indiana Utility Regulatory Commission certified to the Securities and Exchange Commission with respect to IPL that (1) it has the authority and resources to protect ratepayers subject to its jurisdiction, and (2) it intends to exercise that authority as required under section 33(a)(2) of the Act in connection with AES' acquisition of foreign utility companies. AES hereby incorporates this letter, filed October 27, 2000, in file number 070-09779, by reference.


        The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized.

By:   /s/  ASHLEY A. MEISE      
Ashley A. Meise
Assistant General Counsel
The AES Corporation
1001 N. 19th Street, Suite 2000
Arlington, Virginia 22209
(703) 292-0817
   

Dated: December 1, 2003




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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended
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